Full text of TPEG SECURITIES, LLC's X-17A-5/A filed 2026-06-22 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 0MB APPROVAL SEC FILE NUMBER 8-67843 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** | FILING FOR THE PERIOD BEGINNING 01/01/2025 | Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934 | | AND ENDING 12/31/2025 | | | | |--------------------------------------------|-----------------------------------------------------------------------------------------------------------|--|-----------------------|--|--|--| | | MM/00/YY | | MM/00/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | | | | | # NAME oF FIRM : TPEG Securities, LLC TYPE OF REG ISTRANT {check all applicable boxes): ~ Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no.) # 2102 E State Hwy 114, Suite 300 | | (No. and Street) | | | |------------------------------------------------|---------------------------------------------------------------------------|-----------------|-------------------------------| | Southlake | TX | | 76092 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FI LI NG | | | | | Lauren Trousdale | 615-513-6290 | | ltrousdale@pattentraining.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | Phillip V. George, PLLC | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | (Name - if individual, state last, first, and middle name) | | | | 5179 CR 1026 | Celeste | TX | 75423 | | (Address) | (City) | (State) | (Zip Code) | | 02/24/2009 | | 3366 | | | r<br>•• of Reg;s,,adon with PCAOB)l;f applb | ble) | | | **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement t hat t he annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of t he exemption . See 17 CFR 240.17a-S(e)(l )(ii), if applica ble. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------…Read the full text as markdown