Full text of PUMA CAPITAL, LLC's X-17A-5 filed 2025-02-28 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **Statement of Financial Condition Pursuant to Rule 17A-5 under the Securities Exchange Act of 1934 December 31, 2024** {1}------------------------------------------------ #### **UNITED ST ATES** <sup>0</sup> MB APPROVAL **SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART** III | 0MB Number: 3235-0123 | |--------------------------| | Expires: Oct. 31, 2023 | | Estimated average burden | | hours per response: 12 | | | SEC FILE NUMER | |--|----------------| **8- 67849** **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **0 1/01 /24** MM/DDNY AND ENDING 12131124 MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: \_\_\_ P\_u\_m\_a\_ C\_ap\_ i\_ta\_l\_L\_L\_C \_\_\_\_\_\_\_\_\_\_\_\_ \_ TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer □ Security-based swap dealer □ Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 555 Theodore Fremd Avenue, Suite 204 (No. and Street) New York **NY** (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 10580 (Zip Code) Joshua Greenstein (212) 896-2844 jgreenstein@pumacap.com (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNT ANT whose reports are contained in this filing\* # WithumSmith+Brown, PC | New York | NY | 10018 | | | |----------|---------|-------------------------------------------------------------------|--|--| | (City) | (State) | (Zip Code) | | | | | | | | | | | | (PCAOB Registration Number, ifapplicable) | | | | | | (Name - if individual, state last, first, and middle name)<br>100 | | | #### **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5( e **)(1** )(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {2}------------------------------------------------ #### AFFIRMATION I, Joshua Greenstein , swear (or affirm) that, to the best of my knowledge…Read the full text as markdown