Full text of PUMA CAPITAL, LLC's X-17A-5 filed 2026-02-27 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition Pursuant to Rule 17A-5 under the Securities Exchange Act of 1934 December 31, 2025 {1}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # **ANNUAL REPORTS FORMX-17A-5** PART III | OMB<br>APPROVAL | | | |-------------------------------------------------------------|--|--| | OMB<br>Number:<br>3235<br>0123<br>Expires:<br>Nov. 30, 2026 | | | | Estimated<br>average<br>burden | | | | hours<br>per<br>response:<br>12 | | | | SEC<br>FILE<br>NUMER | | | | 8<br>-<br>67849 | | | | | | | | | | | | | | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | |-------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------|-----------------------------------------|-------------------------------------------|--| | FILING FOR THE PERIOD BEGINNING Q 1 /Q 1 /25 | | AND ENDING 12/31 /25 | | | | | | MMIDDNY | | | | | A. REGISTRANT IDENTIFICATION | | | | | ___<br>NAME oF FIRM: | P_u_m_a_C_a_p_ita_l_L_L_C | ____________ | _ | | | TYPE OF REGISTRANT (check all applicable boxes):<br>~ Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | □ Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 555 Theodore Fremd Avenue, Suite 204 | | | | | | | (No. and Street) | | | | | New York | NY | | 10580 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Joshua Greenstein | (212) 896-2844 | jgreenstein@pumacap.com | | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | WithumSmith+Brown, PC | | | | | | | (Name- if individual, state last, frrst, and middle name) | | 10018 | | | 1411 Broadway 9th floor<br>(Address) | New York<br>(City) | NY | | | | 10/8/03 | | (State)<br>(Zip Code)<br>100 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, ifapplicable) | | #### **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the…Read the full text as markdown