Full text of REYNOLDS ADVISORY PARTNERS, LLC's X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response ...... 12.00 | SEC FILE NUMBER | |-----------------| | 8-67918 | **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING 01/01/2020 | | AND ENDING 12/31/2020 | ----------- | | | | | |-------------------------------------------------------------------------------------------------------|-------------------------------------------------------|-----------------------|--------------------------------|--|--|--|--| | | MM/DD/YY | | MM/DD/YY | | | | | | A.<br>REGISTRANT IDENTIFICATION | | | | | | | | | NAME OF BROKER-DEALER: Reynolds Advisory Partners, LLC | | | OFFICIAL USE ONLY | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM 1.0. NO. | | | | | | 100 Fillmore Street, Suite 500 | | | | | | | | | | (No. and Street) | | | | | | | | Denver | co | | 80206 | | | | | | (City) | (State) | | (Zip Code) | | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Doug Reynolds 626-316-6100 | | | | | | | | | | | | (Area Code - Telephone Number) | | | | | | B. | ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | | | | | | Summitt LLC | | | | | | | | | | (Name - if individual. state last.first. middle name) | | | | | | | | 999 18th Street, Suite 3000 | Denver | co | 80202 | | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | | CHECK ONE: | | | | | | | | | I/ I<br>certified Public Accountant | | | | | | | | | □<br>Public Accountant | | | | | | | | | □<br>Accountant not resident in United States or any of its possessions. | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* SEC 1410 (11-05) **Potential persons who are to respond to the collection of information contained in this form are not required to respond u…Read the full text as markdown