Full text of REYNOLDS ADVISORY PARTNERS, LLC's X-17A-5 filed 2022-02-25 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### REYNOLDS ADVISORY PARTNERS, LLC (SEC File No. 8-67918) **Report of Independent Registered Public Accounting Firm On Financial Statements and Supplemental** Schedules for the Year Ended December 31, 2021 **and Report of Independent Registered Accounting Firm on Exemption Report** {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20S49 | ANNUAL REPORTS | |----------------| | FORM X-17A-S | | PART Ill | nMB APPR""VAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden flours per response: 12 SEC FILE NUMBER 8-67918 FACING PAGE Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 1l1l2021 AND ENDING 12/31/2021 -------~- ---------- MM/DD/VY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: Reynolds Advisory Partners, LLC TYPE OF REGISTRANT (check all applicable boxes): ■ Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here If respondent Is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 100 Fillmore Street, Suite 500 (No. and Street) Denver, CO 80206 (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING (Zip Code) Doug Reynolds 626-316-6100 dreynolds@reynoldsap.com (Name) (Area Code -Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• (Name -lf individual, state last, first, and middle name) (Address) (City) (State) (Zip Code) (Date of Re•lstratlon with PCAOB)(if a""licable) (PCAOB Re•istration Number, if annllcable) **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), If applicable. Persons who are to respond to the collection of information contained In this form are not required to respond unless the form displays a currently valid 0MB control number. {2}------------------------------------------------ #### **OATH OR AFFIRMATION** | 1, Doug Reynolds | | | swear (or affirm) that, to the best of my knowledge and belief, the | | |-------------------------------------------------------------------------------------…Read the full text as markdown