Full text of MENTOR SECURITIES, LLC's X-17A-5 filed 2021-02-25 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Mentor Securities, LLC Financial Statements and Supplementary Information For the Year Ended December 31, 2020 (Confidential Pursuant to Rule 17a-5(e)(3)) {1}------------------------------------------------ UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMBAPPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response .... . . 12.00 # **ANNUAL AUDITED REPORT FORM X-17A•5 PARTIII** SEC FILE NUMBER 8~67923 **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | | REPORT FOR THE PERIOD BEGINNINGQ1/Q1/2Q2Q<br>AND ENDING 12/31/2020 | | | | |--------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------|---------|------------------------------------|--| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | Securities,<br>NAME OF BROKER-DEALER: Mentor<br>LLC<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | OFFICIAL USE ONLY<br>FIRM I.D. NO. | | | | | | | | | N.<br>Westlake<br>Suite<br>200<br>Blvd.,<br>204 | | | | | | | (No. and Street) | | | | | Westl&ke/Ufablge | | | 91362 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNT ANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | LMHS,<br>P.C. | | | | | | | (Name - if individual, state lasl,first, middle name) | | | | | 80<br>Washington<br>St<br>, Bldg<br>S | Norwell | MA | 02061 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | It/<br>j<br>Certified Public Accountant | | | | | | Public Accountant | | | | | | D | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* SEC 1410 (11·05) **Potential persons who are to respond to the collection of Information contained**…Read the full text as markdown