Full text of MENTOR SECURITIES, LLC's X-17A-5 filed 2025-04-01 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **Mentor Securities, LLC** **Statement of Financial Condition** **For the Year Ended December 31, 2024** {1}------------------------------------------------ #### **Mentor Securities, LLC** #### **December 31, 2024** #### **Table of Contents** | Facing page and Oath or Affirmation Page | 1-2 | |--------------------------------------------------------|-----| | Report oflndependent Registered Public Accounting Firm | 3 | | Financial Statements | | | Statement of Financial Condition | 4 | | Notes to the Financial Statements | 5-9 | {2}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** **ANNUAL REPORTS FORM X-17A-5 PART Ill** | 0MB APPROVAL | | |--------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: 12 | | | | | | SEC FILE NUMBER | | |-----------------|--| | 8-67923 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-U, and 18a-7 under the Securities Exchange Act of 1934** **FILING FOR THE PERIOD BEGINNING 01/01/24 AND ENDING 12/31 /24** MM/DD/VY MM/DD/YY **A. REGISTRANT IDENTIFICATION** # **NAME OF FIRM: MENTOR SECURITIES, LLC** **TYPE OF REGISTRANT (check all applicable boxes):** **[!) Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer** **□ Major security-based swap participant** **ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)** ## **200 N. WESTLAKE BOULEVARD, SUITE 204** | (Name) | (Area Code - Telephone Number) | (Email Address) | | | |----------------------------------------------|--------------------------------|------------------------|--|--| | Mark T Manzo | (201) 519-1905 | mmanzo@moppartners.com | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | (City) | (State) | (Zip Code) | | | | WESTLAKE VILLAGE | CA | 91362 | | | | | (No. and Street) | | | | #### **B. ACCOUNTANT IDENTIFICATION** **INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\*** ## **LMHS, P.C.** | (Name - if individual, state last, first, and middle name) | | | | | |------------------------------------------------------------|-----------------------|---------|------------------------------------------|--| | 80 Washington St.,Bldg S | Norwell | MA | 02061 | | | (Address) | (City) | (State) | (Zip Code) | | | 02/24/2009 | | 3373 | | | | te of Res…Read the full text as markdown