WALLACHBETH CAPITAL LLC X-17A-5 (2017-02-28) — Broker-dealer annual report

Full text of WALLACHBETH CAPITAL LLC's X-17A-5 filed 2017-02-28 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: WALLACHBETH CAPITAL LLC
• Form: X-17A-5
• Filed: 2017-02-28
• Period: 2016-12-31
• Accession: 0001439492-17-000005
• CIK: 1439492
• File #: 8-67936
• Material weakness: No
• Auditor: Hertz Herson CPA LLP
• Auditor location: New York, NY
• Contact: Charles Oh
• Phone: 646-998-7610
• Signed by: Michael Wallach (CEO)

Document text (excerpt)

X-17A-5 0001439492 XXXXXXXX LIVE false false false 01-01-2016 12-31-2016 Broker-dealer N WALLACHBETH CAPITAL LLC 100 WALL STREET 6TH FLOOR NEW YORK NY 10005 Charles Oh 646-998-7610 Hertz Herson CPA LLP 477 Madison Avenue New York NY 10022 Certified Public Accountant Michael Wallach WALLACHBETH CAPITAL LLC 12-31-2016 Michael Wallach CEO Y

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• X-17A-5 — 2021-02-26
• X-17A-5 — 2020-02-27
• X-17A-5 — 2019-02-27
• X-17A-5 — 2018-02-28
• X-17A-5 — 2016-02-29
• X-17A-5 — 2015-03-02
• X-17A-5 — 2014-02-28

Original filing on SEC EDGAR (source of record)