Full text of WALLACHBETH CAPITAL LLC's X-17A-5 filed 2022-02-25 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **WallachBeth Capital, LLC** (SEC I.D. NO. 8Ͳ67936) ## FINANCIAL STATEMENT AS AT DECEMBER 31, 2021 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM \*\*\*\*\*\*\* Filed pursuant to Rule 17aͲ5(e)(3) under the Securities Exchange Act of 1934 as a PUBLIC DOCUMENT. {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: ϯϮϯϱͲϬϭϮϯ Expires: KĐƚ͘ϯϭ͕ϮϬϮϯ Estimated average burden hours per response: # **ANNUAL REPORTS FORM X-17A-5 PART III** SEC FILE NUMBER ϴͲϲϳϵϯϲ **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING _____________________ AND ENDING ______________________ | | ϬϭͬϬϭͬϮϭϭϮͬϯϭͬϮϭ | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------------------------------------|--------------------------------------------| | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | tĂůůĂĐŚĞƚŚĂƉŝƚĂů>><br>NAME OF FIRM: _______________________________________________________________________ | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>܆<br>܆<br>Broker-dealer<br>܆ Check here if respondent is also an OTC derivatives dealer | ܆<br>Security-based swap dealer | Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | ϭϬϬϭzĂŵĂƚŽZŽĂĚ͕^ƵŝƚĞϰϬϰ<br>_____________________________________________________________________________________ | | | | | | (No. and Street) | | | | oĐĂZĂƚŽŶ&ůŽƌŝĚĂϯϯϰϯϭ<br>_____________________________________________________________________________________ | | | | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | ŚĂƌůĞƐKŚϲϰϲͲϵϵϴͲϳϲϭϬĐŽŚΛǁĂůůĂĐŚďĞƚŚ͘ĐŽŵ<br>_____________________________________________________________________________________ | | | | | (Name) | (Area Code – Telephone Number) | | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>DĂƌĐƵŵ>>W<br>_____________________________________________________________________________________ | | | | | | (Name – if individual, state…Read the full text as markdown