Full text of ARCOLA SECURITIES, INC.'s X-17A-5 filed 2025-02-24 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  STATEMENT OF FINANCIAL CONDITION Arcola Securities, Inc. December 31, 2024 With Report of Independent Registered Public Accounting Firm *(SEC I.D. No. 8-67940)* {1}------------------------------------------------ | SECURITIES AND EXCHANGE COMMISSION | 0MB APPROVAL<br>0MB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response: 12 | | | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------|---------------|-----------------------------------------|--|--|--| | | SEC FILE NUMBER | | | | | | | | FORM X-17A-5 | | 8-67940 | | | | | | PART Ill | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | | | FILING FOR THE PERIOD BEGINNING __ 0_1_/_0 | _1_/2_4 __ AND ENDING ___ 1 | | 2_/_3_1_/_2<br>_4 __ | | | | | | MM/DD/VY | | MM/DD/VY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME oF FIRM: Arcola Securities, Inc. | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[!] Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | | □ Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 1211 Avenue of the Americas, 41 st Floor | | | | | | | | | (No. and Street) | | | | | | | New York | 10036 | | | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Mike Hernandez | mhernandez@arcolasecurities.com | | | | | | | (Name) | (646) 454-3742<br>(Area Code -Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Ernst & Young, LLP | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | One Manhattan West | New York | NY | 10001 | | | | | (Address)<br>10/20/2003 | (City) | (State)<br>42 | (Zip Code) | | | | | te of Registration with PCAOB)(if applicable)<br>(PCAOB Registration Number, if applicable)<br>( | |…Read the full text as markdown