Full text of ARCOLA SECURITIES, INC.'s X-17A-5 filed 2026-02-26 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  S TATEM ENT OF FI NANC I AL C ONDI TI ON Arcola Securities, Inc. December 31, 2025 With Report of Independent Registered Public Accounting Firm *(SEC I.D. No. 8-67940)* {1}------------------------------------------------ | SEC FILE NUMBER | | |-----------------|--| | 8-67940 | | | FILING FOR THE PERIOD BEGINNING | 01/01/25 | AND ENDING | 12/31/25 | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|------------|---------------------------------| | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: Arcola Securities, Inc. | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>_ Major security-based swap participant<br>Broker-dealer<br>_ Security-based swap dealer<br>Check here if respondent is also an OTC derivatives dealer | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 1211 Avenue of the Americas, 41st Floor | | | | | | (No. and Street) | | | | New York | NY | | 10036 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Mike Hernandez | (646) 454-3742 | | mhernandez@arcolasecurities.com | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | Ernst & Young, LLP | | | | | (Name - if individual, state last, first, and middle name) | | | | | II IIIMI INNALI SENES INGEL III BE BITN ULINDIN TIMILIA | | | | | | |---------------------------------------------------------|-----------------------|---------|--------------------------------------------|--|--| | One Manhattan West | New York | NY | 10001 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 10/20/2003 | | 42 | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | {2}------------------------------------------------ | Mike Hernandez<br>financial report pertaining to the firm of Arcola Securities, Inc.<br>12/31 | swear (or affirm) that, to the best of my knowledge and belief, the<br>as of<br>2 025 , is true and correct. I further swear (or affirm) that neither the company nor any | |…Read the full text as markdown