RGM SECURITIES, LLC X-17A-5 (2017-02-28) — Broker-dealer annual report

Full text of RGM SECURITIES, LLC's X-17A-5 filed 2017-02-28 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: RGM SECURITIES, LLC
• Form: X-17A-5
• Filed: 2017-02-28
• Period: 2016-12-31
• Accession: 0001441455-17-000003
• CIK: 1441455
• File #: 8-67964
• Material weakness: No
• Auditor: EisnerAmper LLP
• Auditor location: New York, NY
• Contact: Scott A. Fowler
• Phone: 5128075309
• Signed by: Scott A. Fowler (Chief Financial Officer and Treasurer)

Document text (excerpt)

X-17A-5 0001441455 XXXXXXXX LIVE true false false 01-01-2016 12-31-2016 Broker-dealer N RGM SECURITIES, LLC 221 WEST 6TH STREET SUITE 1510 AUSTIN TX 78701 Scott A. Fowler 5128075309 EisnerAmper LLP 750 Third Avenue New York NY 10017 Certified Public Accountant Scott A. Fowler RGM SECURITIES, LLC 02-24-2017 N/A /s/ Scott A. Fowler Chief Financial Officer and Treasurer Y

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Other filings by this registrant

• X-17A-5 — 2016-02-26
• X-17A-5 — 2015-03-02
• X-17A-5 — 2014-03-04
• X-17A-5 — 2013-02-28
• X-17A-5 — 2012-02-29
• X-17A-5 — 2011-02-28
• X-17A-5 — 2010-02-26

Original filing on SEC EDGAR (source of record)