MARWOOD GROUP RESEARCH LLC X-17A-5 (2017-02-28) — Broker-dealer annual report

Full text of MARWOOD GROUP RESEARCH LLC's X-17A-5 filed 2017-02-28 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: MARWOOD GROUP RESEARCH LLC
• Form: X-17A-5
• Filed: 2017-02-28
• Period: 2016-12-31
• Accession: 0001441581-17-000001
• CIK: 1441581
• File #: 8-67969
• Material weakness: No
• Auditor: KWM CPAs LLP
• Auditor location: Jericho, NY
• Contact: John T. Moore
• Phone: 212-532-3651
• Signed by: John T. Moore (CEO)

Document text (excerpt)

X-17A-5 0001441581 XXXXXXXX LIVE false false false 01-01-2016 12-31-2016 Broker-dealer N MARWOOD GROUP RESEARCH LLC 733 THIRD AVE., 11TH FLOOR NEW YORK NY 10017 John T. Moore 212-532-3651 KWM CPAs LLP 125 Jericho Turnpike Suite 300 Jericho NY 11753-1024 Certified Public Accountant John T. Moore MARWOOD GROUP RESEARCH LLC 12-31-2016 none John T. Moore CEO Y

Read the full text as markdown

Other filings by this registrant

• X-17A-5 — 2021-03-11
• X-17A-5 — 2020-03-02
• X-17A-5/A — 2019-03-07
• X-17A-5 — 2019-03-01
• X-17A-5/A — 2018-03-12
• X-17A-5 — 2018-03-01
• X-17A-5/A — 2016-03-21
• X-17A-5 — 2016-02-29
• X-17A-5 — 2015-03-02
• X-17A-5 — 2014-03-04
• X-17A-5 — 2013-03-01
• X-17A-5 — 2012-06-08

Original filing on SEC EDGAR (source of record)