Full text of MARWOOD GROUP RESEARCH LLC's X-17A-5 filed 2021-03-11 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | | 0MB APPROVAL | | | | |-------------------------|------------------|-----------|--|--| | 0MB Number: | | 3235-0123 | | | | Expires: | October 31, 2023 | | | | | stimated average burden | | | | | | Hours per response | | 12.00 | | | ## ANNUAL AUDITED REPORT ## FORM X-17A-5 PARTIII **8- 67969** SEC FILE NUMBER #### **FACING PAGE** ### **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | ___<br>NAME OF BROK.ER-DEALER:<br>Marwood Group Research, LLC<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | ___<br>MM"DDIYY<br>A. REGISTRANT IDENTIFICATION | | __<br>___<br>OFFICIAL USE ONLY | | |------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------|--------------|--------------------------------|--| | | | | | | | | | | | | | | | | | | | | | | FIRM I.D. NO. | | | | | | | | | 733 Third Avenue, 11th Floor | | | | | | | (No. ond Street) | | | | | New York<br>NY | | | 10017 | | | (C11y)<br>(State) | | lZipCodc) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | Thomas J. Modzelewski | | 212-532-3651 | | | | | | | (Arco Code - Telephone Kumber) | | | | B. ACCOUNTANT IDENTIFCATION | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | KWMCPAsLLP | | | | | | tName - ifmdfrld,ml, swre /us1,Jlrs1, mtd(l/1! name) | | | | | | 100 Jericho Quadrangle, Suite 220<br>Jericho | | | 11753-1024 | | | (City)<br>(Address) | | tS'3tC) | (Zip Code) | | | CHECK ONE: | | | | | | Certified Public Accountant<br>18J | | | | | | D<br>Public Accountant | | | | | | D<br>Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independem public accountant must be supporred by a statement of/acts and circumstances relied on as the basis/or the exemption. See Section 240. ! 7a-5(e)(2).* > Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. SEC 1410 (06-02) {1}-------------…Read the full text as markdown