BENJAMIN F. EDWARDS & COMPANY, INC. X-17A-5 (2020-02-28) — Broker-dealer annual report

Full text of BENJAMIN F. EDWARDS & COMPANY, INC.'s X-17A-5 filed 2020-02-28 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: BENJAMIN F. EDWARDS & COMPANY, INC.
• Form: X-17A-5
• Filed: 2020-02-28
• Period: 2019-12-31
• Accession: 0001445065-20-000003
• CIK: 1445065
• File #: 8-68023
• Material weakness: No
• Auditor: Deloitte & Touche LLP
• Auditor location: St. Louis, MO
• Contact: Thomas H. Martin Jr.
• Phone: 314-480-1120
• Signed by: Thomas H. Martin, Jr. (CFO)

Document text (excerpt)

X-17A-5 0001445065 XXXXXXXX LIVE true false false 01-01-2019 12-31-2019 Broker-dealer N BENJAMIN F. EDWARDS & COMPANY, INC. ONE NORTH BRENTWOOD BLVD, SUITE 850 ST. LOUIS MO 63105 Thomas H. Martin Jr. 314-480-1120 Deloitte & Touche LLP 100 South 4th Street Suite 300 St. Louis MO 63102 Certified Public Accountant Thomas H. Martin, Jr. BENJAMIN F. EDWARDS & COMPANY, INC. 02-27-2020 Thomas H. Martin Jr. CFO Y

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• X-17A-5 — 2018-02-27
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• X-17A-5 — 2016-02-29
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Original filing on SEC EDGAR (source of record)