Full text of BENJAMIN F. EDWARDS & COMPANY, INC.'s X-17A-5 filed 2022-02-25 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **!3enjamin F. Edwards** & **Company, Inc.** (A Wholly Owned Subsidiary of Benjamin Edwards, Inc.) (SEC ID: 8-68023) Balance Sheet and Notes to Balance Sheet as of December 31, 2021 and Report of Independent Registered Public Accounting Firm Filed in accordance with Rule 17a-5(e)(3) as a PUBLIC DOCUMENT. {1}------------------------------------------------ ### **BENJAMIN F. EDWARDS & COMPANY, INC.** #### **TABLE OF CONTENTS** | | P<br>ag<br>e | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------|--| | R<br>E<br>PO<br>R<br>T<br>O<br>F<br>IN<br>D<br>E<br>PE<br>N<br>D<br>E<br>N<br>T<br>R<br>E<br>G<br>IS<br>T<br>E<br>R<br>E<br>D<br>P<br>U<br>B<br>L<br>IC<br>A<br>C<br>C<br>O<br>U<br>N<br>T<br>IN<br>G<br>F<br>IR<br>M | | | | B<br>A<br>L<br>A<br>N<br>C<br>E<br>S<br>H<br>E<br>E<br>T<br>A<br>S<br>O<br>F<br>D<br>E<br>C<br>E<br>M<br>B<br>E<br>R<br>3<br>1<br>, 2<br>02<br>1: | | | | B<br>al<br>S<br>he<br>et<br>an<br>ce | 2 | | | N<br>B<br>al<br>S<br>he<br>ot<br>to<br>et<br>es<br>an<br>ce | 3-<br>11 | | {2}------------------------------------------------ # **Deloitte.** Deloitte & Touche LLP Suite 300 100 South 4th Street St. Louis, MO 63102-1821 USA Tel: +1314 342 4900 Fax: +l 314 342 3113 www.deloitte.com #### **REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM** To the Board of Directors and Stockholder of Benjamin F. Edwards & Company, Inc. #### **Opinion on the Financial Statement** We have audited the accompanying balance sheet of Benjamin F. Edwards & Company, Inc. (the "Company"} as of December 31, 2021, and the related notes (collectively referred to as the "financial statement"}. In our opinion, the financial statement presents fairly, in all material respects, the financial position of the Company as of December 31, 2021, in conformity with accounting principles generally accepted in the United States of America. #### **Basis for Opinion** The financial statement is the responsibility of the Company's management. Our responsibility is to express an opinion on this financial statement based on our audit. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States} (PCAOB} and are required to be independent with respect to the Company in accordance with the U.S. federal secur…Read the full text as markdown