Full text of CVA SECURITIES, LLC's X-17A-5/A filed 2021-04-12 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM DECEMBER 31, 2020 The report is filed in accordance with Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a PUBLIC DOCUMENT. {1}------------------------------------------------ #### UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL AUDITED REPORT FORM X-17A-5 PART III OMB APPROVAL OMB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response .. . . . . . . . 12.00 | SEC FILE NUMBER | |-----------------| | 8-68068 | FACING PAGE #### Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING U 170 172020 | | | | AND ENDING 12/3 1/2020 | | |-------------------------------------------------------------------------------------------------------|--|---------------------------------------------------------------------|---------|--------------------------------|--| | | | MM/DD/YY | | MM/DD/YY | | | | | A. RECISTRANT DE MITECATION | | | | | NAME OF BROKER-DEALER: Class VI Securities, LLC | | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | FIRM I.D. NO. | | | 101 University Boulevard, Suite 400 | | | | | | | | | (No. and Street) | | | | | Denver | | CO | | 80206 | | | (City) | | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>chris Younger 303 243 5601 | | | | | | | | | | | (Area Code - Telephone Number) | | | | | B. ACCOUNTANT IDENTIBICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | WipFli, LLC | | | | | | | | | (Name - if individual, state last, first, middle name) | | | | | One Westbook Corp. Ctr, Suite 520 | | Westchester | IL | 60154 | | | (Address) | | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | | Certified Public Accountant<br>Public Accountant | | Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | - & | | | | | | | | | | | | | | | | | | | | | | | \*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement offacts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2) > Po…Read the full text as markdown