Full text of CLASS VI SECURITIES, LLC's X-17A-5 filed 2024-03-28 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **67\$7(0(172)),1\$1&,\$/&21',7,21 AND REPORTS OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM** **DECEMBER 31, 202** The report is filed in accordance with Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a **PUBLIC DOCUMENT.** {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ## ANNUAL REPORTS FORM X-17A-5 PART Ill OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: <sup>12</sup> | SEC FILE NUMBER | | |-----------------|--| | 8-68068 | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/23 AND ENDING 12/31/23 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION # NAME OF FIRM: Class VI Securities, LLC TYPE OF REGISTRANT (check all applicable boxes): E] Broker‐dealer Security‐based swap dealer Z] Check here if respondent is also an OTC derivatives dealer Major security‐based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 101 University Blvd #400 | | (No. and Street) | | | | |---------------------------------------------------------------------------------------------------------------|-----------------------------------|-----------------|--------------------------------------------|--| | Denver | co | | 80206 | | | (City) | (State) | | (Zip Code) | | | WITH REGARD TO THIS FILING<br>PERSON TO CONTACT | | | | | | Chris<br>Younger | (303)<br>243-5601 | | chris@classvipartners.com | | | (Name) | (Area Code —<br>Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are<br>contained in this filing*<br>Ohab<br>Company,<br>and<br>PA | | | | | | (Name — if individual, state last, first, and middle name) | | | | | | Suite<br>100<br>E<br>Sybelia Ave,<br>130 | Maitland | FL | 32751 | | | (Address) | (City) | (State) | (Zip Code) | | | 28,<br>July<br>2004 | | 1839 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by <sup>a</sup> statement of fa cts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a‐…Read the full text as markdown