Full text of GTS SECURITIES LLC's X-17A-5 filed 2023-03-01 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECU RITIES AND EXCHANGE COMM ISSION Washington, D.C, 20549 PUBLIC # ANNUAL REPORTS FORM X-174-5 PART III | OMB Number; 3235-0123 | | |---------------------------|--| | Expires: Oct.31, 2023 | | | Estimated ave rage burden | | | hours per response: 12 | | I I | SEC FILE NUMBER | |-----------------| | 8-68 126 | FACING PAGE lnformatlon Required Pursuant to Rules 17a-5, Lla-12, and l8a-7 under the Securltles Exchange Act of X-934 | FTLTNG FoR THE pERroD BEGTNNTNG January 1, 2022 | | AND ENDTNG December 31,2022 | |-------------------------------------------------|----------|-----------------------------| | | MM/DD/YY | MM/DD/YY | A. REGISTRANT I DENTI FICATION # NAMEoFFTRM. GTS Securities, LLC WPE OF REGISTRANT (check allapplicable boxes): E Broker-dealer ! Security-based swap dealer ! tvtalor security-based swap participant tr Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no,) # 545 Madison Avenue 1sth Floor | | (No. and Street! | | | |------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------|-----------------------|--| | New York | NY | 10022 | | | (city) | (State) | {Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Tiriolo<br>Christian | 212-7 15-59 10 | ctiriolo@gtsx.corn | | | (Name) | (Area Code - Telephone Number) | (Email Address! | | | | B. ACCOU NTANT I DENTI FICATION | | | | Crowe LLP | (Narne - if individual, state !ast, flrst, and middle narne)<br>11 | | | | 485 Lexington AvenUe,<br>Floor | New York | NY<br>10017 | | | (Address) | (city) | (statel<br>(Zip Code) | | | Septernber 24,2003 | | 173 | | | {Date of Begistration with PCAOB<br>if applicable) | | ion Number, if a | | | | FOR OTFICIAL USE ONIY | | | | + Clalms for exemption from the requlrement that the annuat reports be covered by the reports of an independent public | | | | accountantmustbesupportedbyastatementoffactsandcircumstancesreliedonasthebasisoftheexemption. See17 CFR 2'o.17a-5(el (1)(ii), if applicable. Percons who areto r€Epond to the collectlon of lnformatinn contained in thls iorm are not r€qulred to respond unlessdieform displays a atnenily valid OMB conlrol number, -- r\_\_-- <sup>I</sup> PUBLIC {1}------------------------------------------------ #### OATH OR AFFIRMATION | | swea…Read the full text as markdown