Full text of GTS SECURITIES LLC's X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES | | OMB APPROVAL | |-------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------|-----------------|----------------------------------------------------| | | SECURITIES AND EXCHANGE COMMISSION | | OMB Number: 3235-0123 | | | Washington, D.C. 20549 | | Expires: Nov. 30, 2026<br>Estimated average burden | | PUBLIC | | | hours per response: 12 | | | ANNUAL REPORTS | | SEC FILE NUMBER | | | FORM X-17A-5 | | | | | | | 8-68126 | | | PART III | | | | | FACING PAGE | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | FILING FOR THE PERIOD BEGINNING January 1, 2023 AND ENDING December 31, 2023 | | | | | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: GTS Securities, LLC | | | | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | ■ Broker-dealer | | | Major security-based swap participant | | Check here if respondent is also an OTC derivatives dealer | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | | 545 Madison Avenue 15th Floor | | | | | | (No. and Street) | | | | New York | NY | | 10022 | | (City) | (State) | | (Zip Code) | | | | | | | | | | | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING<br>Christian Tiriolo | | | | | | 212-715-5910 | | ctiriolo@gtsx.com | | | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | (Name)<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | Crowe LLP | | | | | | (Name - if individual, state last, first, and middle name) | | | | 485 Lexington Avenue, Floor 11 | New York | NY | 10017 | | (Address) | (City) | (State) | (Zip Code) | | | | | | | September 24, 2003 | | 173 | | | (Date of Registration with PCAOB)(if applicable) | FOR OFFICIAL USE ONLY | | (PCAOB Registration Number, if applicable) | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}-----------------------------------------…Read the full text as markdown