ROCKFLEET FINANCIAL SERVICES, INC. X-17A-5 (2019-06-13) — Broker-dealer annual report

Full text of ROCKFLEET FINANCIAL SERVICES, INC.'s X-17A-5 filed 2019-06-13 (period 2019-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

X-17A-5 0001453721 XXXXXXXX LIVE true false false 04-01-2018 03-31-2019 Broker-dealer N ROCKFLEET FINANCIAL SERVICES, INC. 25 SPRING STREET SUITE 303 OSSINING NY 10562 Catherine M Corrigan 2122572205 Michael T Remus, CPA 108 Robin Drive Hamilton NJ 08619 Certified Public Accountant Catherine M Corrigan ROCKFLEET FINANCIAL SERVICES, INC. 03-31-2019 NONE Catherine M Corrigan President & CEO Y

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