Full text of CORE FINANCIAL, LLC's X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### CORE FINANCIAL, LLC A wholly-owned subsidiary of Core Capital Partners, LLC #### FINANCIAL STATEMENTS December 31, 2021 {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington,** D.C. **20549** | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART Ill | | 0MB APPROVAL | |---------------------------| | 0MB Number: 3235-0123 | | Expires: Oct. 31, 2023 | | Estimated avera,e burden | | hours per l'l!!sponse: 12 | | | | SEC FILE NUMBER | 8-68330 # **PART** Ill | Information Required Pursuant to Rules 17a-5, 17a-12, and lla-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | |---------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|---------------------------------------|---------------------------------------------| | FILING FOR THE PERIOD BEGINNING _0_1_/0_1_/_2_1 | ___ | | __<br>_<br>AND ENDING _1_2_/3_1_/_2_1 | | | | MM/00/YY | | | MM/00/YY | | | A. REGISTRANT IDENTIFICATION | | | | | __<br>NAME oF FIRM: | C_o_r_e_F_i_n_a_n_ci_a_l,_L_L_C | | | _____________<br>_ | | TYPE OF REGISTRANT {check all applicable boxes):<br>Iii Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | □ Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no.) | | | | | | 1086 N. Fourth St, Ste 108 | | | | | | | (No. and Street) | | | | | Columbus | | OH | | 43201 | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Jeffrey Coopersmith | 614 485 2soq | | | jac@aecrealestate;com | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDE,alFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are cqntained in this filing•<br>Crowe LLP | | | | | | | (Name - If Individual, state last, first, and middle name) | | | | | 600 Superior Ave E. # 902 | Cleveland | | OH | 44114 | | (Address) | (City) | | (State) | (Zip Code) | | 9-24-2003 | | 173 | | | | (Date of Registration with PCAOB)(if applicable) | | | | {PCAOB Re11istration Number, if applicable) | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | FOR OFFIC…Read the full text as markdown