Full text of CORE FINANCIAL, LLC's X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### CORE FINANCIAL, LLC A wholly-owned subsidiary of Core Capital Partners, LLC # FINANCIAL STATEMENTS December 31, 2023 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION** Washington, D.C. **20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | SEC FILE NUMBER | |-----------------| | | | 8-68330 | # **FACING PAGE** Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING **O 1/01/2023** MM/DD/VY AND ENDING **12/31/2023** MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: CORE Financial, LLC ------------------------------ TYPE OF REGISTRANT (check all applicable boxes): C!l Broker-dealer □ Security-based swap dealer □ Major security-based swap participant 0 Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 1086 N. Fourth Street, Suite 108 (No. and Street) Columbus OH 43201 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Jeffrey Coopersmith 614 485 2500 jac@crecrealestate.com (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Crowe LLP (Name - if individual, state last, first, and middle name) 600 Superior Ave E. #902 Cleveland OH 44114 | (City) | (State) | (Zip Code) | |--------|---------|-------------------------------------------------------------------------------------------------------------------------------------------------| | | 173 | | | | | I<br>(PCAOB Registration Number, if a ppl ica ble) | | | | | | | | | | | | | | | | FOR OFFICIAL USE ONLY<br>* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR **240.17a-S(e)(l)(ii),** if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {2}------------------------------------------------ #### **OATH OR AFFIRMATION** I, Jeffrey Coopersmith swear (or affirm) that, to the best of my knowl…Read the full text as markdown