Full text of HUB INTERNATIONAL INVESTMENT SERVICES INC.'s X-17A-5 filed 2026-02-25 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | 8-68237 | | |---------|--| | | 01/01/2025 | | 12/31/2025 | | | |----------------------------------|--------------------------|------------------|---------------------------------|--|--| | | | | | | | | | | | | | | | Hub<br>International | Investment | Services<br>Inc. | | | | | ■ | | | | | | | | | | | | | | 900<br>S.<br>Capital<br>of<br>TX | Highway,<br>Suite<br>350 | | | | | | | | | | | | | Austin | TX | | 78746 | | | | | | | | | | | | | | | | | | Ronald<br>E.<br>Vallow<br>Jr | 312-665-0483 | | ron.vallow@hubinternational.com | | | | | | | | | | | | | | | | | | FGMK,<br>LLC | | | | | | | | | | | | | | 333<br>W.<br>Wacker<br>Drive, | 6th<br>Fl<br>Chicago | IL | 60606 | | | | | | | | | | | 12/17/2009 | | 3968 | | | | | | | | | | | | | | | | | | {1}------------------------------------------------ ## OATH OR AFFIRMATION | Ronald E. Vallow Jr | swear (or affirm) that, to the best of my knowledge and belief, the | | |---------------------------------------------------------------------------------------|---------------------------------------------------------------------|-------| | financial report pertaining to the firm of Hub International Investment Services Inc. | | as of | December 31 2 025 , is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may proprietary interest in any account classified solely as that of a customer. > Signature: Digitally signed by Ronald E. Vallow Jr Ronald E. Vallow Jr Date: 2026.02.25 13:30:04 -06'00' Title: VP, Controller, FINOP, PFO & POO ## This filing \*\* contains (check all applicable boxes): - = (a) Statement of financial condition. - = (b) Notes to consolidated statement of financial condition. - [ (c) Statement of income (loss) or, if there is other comprehensive income in the period(s) presented, a statement of comprehensive income (as defined in § 210.1-02 of Regulation S-X). - [ (d) Statement of cash flows. - [ (e) Statement of changes in stockholders' or partners' or sole proprietor's equity. - [ (f) Statement of changes in liabilities subordinated to claims of creditors. - [ (g) Notes to consolidated financial statements. - [ (h) Computation of net capital under 17 CFR 240.15c3-1 or 17 CFR 240.18a-1, as applicable. - [ (i) Computation of tangible net worth under 17 CFR 240.18a-2. - [ [j] Computation for determination of customer reserve requirements pursuant to Exhibit A…Read the full text as markdown