Full text of SHANNON ADVISORS LLC's X-17A-5 filed 2021-02-23 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # *Shannon Advisors LLC* Financial Statement and Independent Auditor Report December 31., 2020 **Filed as a Public Document Pursuant to Rule 17a-5(d) of the Securities Exchange Act of 1934.** \*\*\* **PUBLIC DOCUMENT\*\*\*** {1}------------------------------------------------ #### **TABLE OF CONTENTS** | | Pa<br>ge | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------| | L<br>E<br>T<br>T<br>E<br>R<br>O<br>F<br>O<br>A<br>T<br>H<br>O<br>R<br>A<br>FF<br>IR<br>M<br>A<br>T<br>IO<br>N | | | O<br>O<br>G<br>IS<br>IC<br>A<br>C<br>C<br>O<br>G<br>R<br>E<br>P<br>R<br>T<br>F<br>IN<br>D<br>E<br>PE<br>N<br>D<br>E<br>N<br>T<br>R<br>E<br>T<br>E<br>R<br>E<br>D<br>P<br>U<br>B<br>L<br>U<br>N<br>T<br>IN<br>F<br>IR<br>M | 2 | | A<br>C<br>IA<br>S<br>A<br>FI<br>N<br>N<br>L<br>T<br>T<br>E<br>M<br>E<br>N<br>T | | | St<br>f F<br>in<br>ci<br>al<br>C<br>di<br>tio<br>at<br>t o<br>em<br>en<br>an<br>on<br>n | 3 | | th<br>Fi<br>ia<br>l S<br>N<br>ot<br>to<br>ta<br>te<br>t<br>es<br>e<br>na<br>nc<br>m<br>en | 4-<br>6 | {2}------------------------------------------------ **UNITED STATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response .. . . .. 12.00 **8-** SEC FILE NUMBER ## **ANNUAL AUDITED REPORT FORM X-17 A-5 PART Ill** ### **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | 1<br>2<br>/<br>3<br>1<br>/<br>2<br>0<br>IN<br>G<br>-<br>-<br>-<br>-<br>-<br>-<br>-<br>-<br>-<br>-<br>-<br>/D<br>D/<br>M<br>M<br>YY<br>O<br>IC<br>S<br>O<br>FF<br>IA<br>L<br>U<br>E<br>N<br>LY<br>O<br>FI<br>R<br>M<br>I<br>.D<br>. N<br>0<br>0<br>4<br>5<br>6<br>(Z<br>ip<br>Co<br>de<br>)<br>IS<br>PO<br>H<br>R<br>E<br>R<br>T<br>84<br>7-<br>73<br>9=<br>32<br>08 | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | | | | | (A<br>a C<br>od<br>Te<br>lep<br>ho…Read the full text as markdown