Full text of SHANNON ADVISORS LLC's X-17A-5 filed 2022-02-22 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # *Shannon Advisors LLC* Financial Statement and Independent Auditor Report December 31, 2021 **Filed as a Public Document Pursuant to Rule 17a-5(d) of the Securities Exchange Act of 1934.** \*\*\* **PUBLIC DOCUMENT\*\*\*** {1}------------------------------------------------ ## **TABLE OF CONTENTS** | | | Page | |---------------------------------------------------------|----------------------------------|------| | LETTER OF OATH OR AFFIRMATION | | | | REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | 2 | | FINANCIAL STATEMENT | | | | | Statement of Financial Condition | 3 | | | Notes to the Financial Statement | 4-6 | | | | | {2}------------------------------------------------ ## **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART Ill | | 0MB APPROVAL | |---------------------------| | 0MB Number: 3235-0123 | | Expires: Oct. 31, 2023 | | Estimated average bu rden | | hours per response: 12 | | SEC FILE NUMBER | | |-----------------|---| | 1 8-65803 | 1 | ## **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | 01/01/2021 | | AND ENDING --=1=2/---"'3=1/-=2=02=1~--- | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------|-----------------------------------------|--|--| | | MM/DD/YY | | MM/DD/VY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM:<br>Shannon Advisors LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>D Security-based swap dealer<br>D Major security-based swap participant<br>IZI Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | Z72 E. Deerpath Road, Suite 254 | | | | | | | | (No. and Street) | | | | | | Lake Forest | IL | | 60045 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Brian Timothy O'Gara | 847-739-3208 | | t im.ogara@shannonadvisors.com | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | 8.…Read the full text as markdown