Full text of BREVAN HOWARD US LLC's X-17A-5 filed 2020-02-25 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED ST A TES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB APPROVAL | | | | |---------------------------|--|--|--| | OMB Number:<br>3235-0123 | | | | | Expires: August 31 , 2020 | | | | | Estimated average burden | | | | | hours oer resoonse. 12.00 | | | | | SEC FILE NUMBER | | | | 8 - 68278 ### ANNUAL AUDITED REPORT FORM X-17 A-5 PART Ill ### FACING PAGE ### Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | 01/01/2019 | AND ENDING | 12/31/2019 | | | | | | | |--------------------------------------------------------------------------|--------------------------------------------------------------------|------------|-----------------------------|--|--|--|--|--|--| | | MMIDDIYYYY | | MM/DD/YYYY | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | NAME OF BROKER-DEALER: Brevan Howard US LLC | | | | | | | | | | | | OFFICIAL USE ONLY | | | | | | | | | | | | | FIRM ID. NO. | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | | | | | 590 Madison Ave., 9th Floor | (No. and Street) | | | | | | | | | | | | | | | | | | | | | New York | NY | | 10022 | | | | | | | | (City) | (:;tale) | | (Zip Code) | | | | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | | | | | David Portnoff | | | (212)-751-4422 | | | | | | | | | | | (Area Code·· Telephone No.) | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | | | | | Citrin Cooperman & Company | | | | | | | | | | | | (Name-· if individual, state last, first, middle name) | | | | | | | | | | 529 5th Ave | New York | NY | 10017 | | | | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | | | | CHECK ONE: | | | | | | | | | | | ['.9 Certified Public Accountant<br>D Public Accountant | | | | | | | | | | | D | Accountant not resident in United States or any of its possessions | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240.17a-5(e)(2).* > Potential persons who are t…Read the full text as markdown