Full text of BREVAN HOWARD US LLC's X-17A-5 filed 2022-03-29 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES | | | | | | |------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|----------|-------------------------------------------------------------------------------------------------------------------------------------------|--|--| | SECURITIES AND EXCHANGE COMMISSION | | | | 0MB APPROVAL | | | | Washington, D.C. 20549 | | | | 0MB Number: 3235-0123<br>Expires: Oct. 31, 2023 | | | | | | | | Estimated average burden | | | | | | | | hours per response: 12 | | | | | ANNUAL REPORTS | | | | | | | FORM X-17A-S<br>PART Ill | | | | SEC FILE NUMBER | | | | | | | | 8-68278 | | | | REPORT FOR THE PERIOD BEGINNING | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>01/01/2021<br>MM/DD/YY | FACING PAGE<br>AND ENDI NG_--=1=2/-=3=1'--'/2=0=2=1 | MM/DD/YY | ___<br>_ | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: Brevan Howard US LLC | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>~Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | Security-based swap dealer | | | Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | | | | 590 Madison Ave., 9th Floor | | | | | | | | (No. and Street) | | | | | | New York | | NY | | 10022 | | | | (City) | | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | David Portnoff | {212)-751-4422 | | | dportnoff@dfppartners.com | | | | (Name) | | (Area Code - Telephone Number)<br>(Email Address) | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | | Citrin Cooperman & Company | | | | | | | | (Name - if individual, state last, first, middle name) | | | | | | 50 Rockefeller Plaza | New York | | NY | 10017 | | | | (Address) | (City) | | (State) | (Zip Code) | | | | 11/2/2005 | | | | 2468 | | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | | | | | * Claims for exemp…Read the full text as markdown