Full text of FLOW TRADERS U.S. LLC's X-17A-5 filed 2021-02-25 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ STATEMENT OF FINANCIAL CONDITION PURSUANT TO SEC RULE 17a-5(d) December 31, 2020 AVAILABLE FOR PUBLIC INSPECTION {1}------------------------------------------------ | | None | | | |------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------|-------------------------------------| | | | | | | | | Signature | | | | | Managing Director<br>Title | | | | Subscribed and sworn to before me this | | | | | Formary 2021<br>day of | | | | | Notary Public | | | | [x] (a) | This report* contains (check all applicable boxes)<br>Facing Page.<br>[x] (b) Statement of Financial Condition.<br>[ ] (c) Statement of Income (Loss). | | My Commission Expires<br>09/10/2022 | | [ (d)<br>[ (i) = | Statement of Cash Flows<br>[ ] (e) Statement of Changes in Stockholders' Equity or Partners' or Sole Proprietor's Capital.<br>] (f) Statement of Changes in Liabilities Subordinated to Claims of General Creditors.<br>] (g) Computation of Net Capital for Brokers and Dealers pursuant to Rule 15c3-1.<br>] (h) Computation for Determination of Reserve Requirements Pursuant to Rule 15c3-3.<br>Information Relating to the Possession or Control Requirements for Brokers Under<br>Rule 15c3-3. | | | | | [ ] () A Reconciliation, including appropriate explanation, of the Computation of Net Capital Under Rule<br>15c3-1 and the Computation for Determination of the Reserve Requirements Under Exhibit A of<br>Rule 15c3-3. | | | | [x] (l) | [ ](k) A Reconciliation between the audited Statements of Financial Condition with<br>respect to methods of consolidation.<br>An Oath or Affirmation. | | | | | [ ] (m) A copy of the SIPC Supplemental Report.<br>[ ] (n) A copy of the Exemption Report.<br>[ ] (o) Schedule of Segregation Requirements and Funds in Segregation - Customers' Regulated<br>Commodity Futures Accounts Pursuant to CFTC Rule 1.11(d)2(iv). | | | | | ** For conditions of confidential treatment of certain portions of this filing, see Section 240.17a-5(e)(3). | | | {2}----------------------…Read the full text as markdown