Full text of FLOW TRADERS U.S. LLC's X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ STATEMENT OF FINANCIAL CONDITION PURSUANT TO SEC RULE 17a-5(d) December 31, 2021 AVAILABLE FOR PUBLIC INSPECTION {1}------------------------------------------------ - - - - - - - - - - - - - - - - - - - - - - - - - - {2}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/2021 AND ENDING 12/31/2021 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: FLOW TRADERS US LLC TYPE OF REGISTRANT (check all applicable boxes): ☒Broker-dealer ☐ Security-based swap dealer ☐ Major security-based swap participant ☐ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 1114 Avenue of the Americas, 4th Floor | | | | |------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------|--------------------------------------------|------------| | (No. and Street) | | | | | New York | NY | | 10036 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Roeland Pot | (917-210-5020)<br>rpot@us.flowtraders.com | | | | (Name) | (Area Code – Telephone Number) | (Email Address) | | | B. | ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | Ryan & Juraska LLP, Certified Public Accountants<br>(Name – if individual, state last, first, and middle name) | | | | | 141 West Jackson Boulevard, Suite 2250 | Chicago | Illinois | 60604 | | (Address)<br>03/24/2009 | (City) | (State)<br>3407 | (Zip Code) | | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE | | | | (Date of Registration with PCAOB)(if applicable) | ONLY | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | OMB APPROVAL | |--------------------------| | OMB Number: 3235-0123 | | Expires: O…Read the full text as markdown