Full text of WATERMILL INSTITUTIONAL TRADING LLC's X-17A-5 filed 2025-02-26 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ STATES ANGE COMMISSION D.C. 20549 UNITED SECURITIES AND EXCH.- Washington, | OMB APPROVAL | | |----------------------------|-----------| | OMB Number: | 3235-0123 | | Expires: November 30, 2026 | | | Estimated average burden | | | hours per response 12.00 | | | SEC FILE NUMBER | | | 8- 68311 | | #### TED REPORT |X-17A-5 RT III ANNUAL AUDIT FORM PA | | | 1 | |--|--|---| | | | | | | | | PAGE FACING and 18a-7 under the Securities Exchange Act of 1934 Information Required Pursuant to Rules 17a-5, 17a-12, | | REPORT FOR THE PERIOD BEGINNING<br>01/01/2<br>2024 | AND ENDING | 12/31/2024 | |----------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------|------------------------------|--------------------------------------------| | | YYYY<br>MM/DD/ | | MM/DD/YYYY | | | A. REGISTRANT I<br>DENTIFICATION | | | | NAME OF FIRM: | WATERMI | LL INSTITUTIONAL TRADING LLC | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | X Broker-dealer ☐ Security-based swap dealer ☐ Major security-b | ased swap participant | | | | Check here if respondent is also an OTC derivatives dealer | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. | Box No.) | | | | | PLACE SUITE 1520<br>111 TOWN SQUARE | | | | | (No. and<br>Street) | | | | JERSEY CITY | NJ | | 07310 | | (City) | (State) | | (Zip Code) | | | | | | | | 29<br>917-621-382 | dd@watermilltrading.com | | | | (Area Code -- Telephone M<br>No.) | (Email Address) | | | | В. ACCOUNTANT I | DENTIFICATION | | | | d in this filing* | | | | | CITRIN COOPERMAN<br>& COMPANY, LLP | | | | | st, first, and middle name)<br>(Name - if individual, state la | | | | ENUE,S | ELORHAPd<br>IRAR<br>RHAV<br>PARI | N | ULO2 | | (Address) | (City) | (State) | (Zip Code) | | 11/02/2005 | | | 2468 | | David J. Dempsey<br>(Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | PERSON TO CONTACT WITH REGARD TO THIS FILING<br>(Name)<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are containe<br>100 DAD 4ΓΡΙΓ ΕΗΤΕ 200 | | | | covered by the reports of an independent public relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. \*Claims for exemption from the requirement that the annual reports be <sup>c</sup> accountant must be supported by <sup>a</sup> state…Read the full text as markdown