Full text of WATERMILL INSTITUTIONAL TRADING LLC's X-17A-5 filed 2026-02-27 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | 0 MB APPROVAL | | |---------------------------|--| | 0 MB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | 12<br>hours per response: | | | | | ## **ANNUAL REPORTS FORM X-17A-5 PART Ill** | SEC FILE NUMBER | |-----------------| | 8-68311 | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEG INNING **01/01/2025** MM/DD/VY AND ENDING **12/31/2025** M M/DD/VY A. REGISTRANT IDENTIFICATION ## NAME OF FIRM: WATERMILL INSTITUTIONAL TRADING LLC TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer D Security-based swap dealer D M ajor security-based swap participant 0 Check here if respondent is also an OTC derivatives dea ler ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 111 TOWN SQUARE PLACE SUITE 1520 | | | (No. and Street} | | | | |-------------------------------------------------------------------------------------------------------------------|--------------|--------------------------------------------------------------|------|-------------------------|--------------------------------------------| | JERSEY CITY | | NJ | | | 07310 | | (City) | | (State} | | | (Zip Code} | | PERSON TO CONTACT WITH REGARD TO THIS FILI NG | | | | | | | David J. Dempsey | 917-621-3829 | | | dd@watermilltrading.com | | | (Name) | | (Area Code - Tel ephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose repo rt s are contained in t his fi li ng*<br>CITRIN COOPERMAN & COMPANY, LLP | | (Name - if individual, state last, first, and miclclle name) | | | | | 180 PARK AVENUE, SUITE 200 FLORHAM PARK | | | | NJ | 07932 | | (Address) | | (City) | | (State) | (Zip Code) | | 11/02/2005 | | | 2468 | | | | (Date of Registration with PCAOB)(if applicable) | | | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l )(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless…Read the full text as markdown