Full text of BCMS CAPITAL ADVISORS LLC's X-17A-5 filed 2020-03-02 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED ST A TES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: August 31 , 2020 Estimated average burden hours per response ... 12.00 > SEC FILE NUMBER 8-68386 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** ## **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | ----------<br>01/01/19<br>MM/00/YY | AND ENDING | 12/31/19<br>MM/DD/YY | |--------------------------------------------------------------------------|--------------------------------------------------------|------------|-----------------------------------------------| | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER -<br>DEALER: | | | | | BCMS Capital Advisors, LLC | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM ID. NO. | | 747 Third Avenue 2711i Floor | | | | | (No. and Street) | | | | | New York NY 10017 | | | | | (City)<br>(State) | | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | Kenneth George | | | (603) 380-5435<br>(Area Code - Telephone No.) | | | B. ACCOUNT ANT IDENTIFICATION | | | | JNDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | Spielman, Koenigsberg & Parker, LLP | | | | | | (Name - if individual, state last, first, middle name) | | | | 1675 Broadway, 2011i Floor, New York, NY 10019<br>(Address)<br>(City) | | (State) | (Zip Code) | | CHECK ONE: | | | | | [!] Certified Public Accountant | | | | | D<br>Public Accountant | | | | | D<br>Accountant not resident in United States or any of its possessions. | | | | | | | | | *\*Cla1msfor exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240. l 7a-5(e){2)* SEC 1410 (06-02) {1}------------------------------------------------ # **OATH OR AFFIRMATION** I, Robert Goldsmith, swear (or affirm) that, to the best of my knowledge and belief the accompanying financial statements and supporting schedules pertaining to the firm of BCMS Capital Advisors, LLC, as of December 31, 2019, are true and correct. I further swear ( or affirm) that neither the Company nor any partner, proprietor, princip…Read the full text as markdown