Full text of NORTHERN EDGE CAPITAL ADVISORS LLC's X-17A-5 filed 2022-03-02 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** SEC FILE NUMBER 8-68386 **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING \_---=.1/L.:.1:t../2~0~2=-1 \_\_\_\_\_\_ AND ENDING 12/31/2021 MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: NORTHERN EDGE CAPITAL ADVISORS LLC TYPE OF REGISTRANT (check all applicable boxes): X Broker-dealer swap dealer security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 747 THIRD A VE 27TH FLOOR (No. and Street) NEWYORK NY 10017 (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING (Zip Code) Ken George 603-380-5435 ken.george@comcast.net (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing SPIELMAN. KOENIGSBERG & PARKER LLP (Name - if individual, state last, first, and middle name) 1745 BROADWAY#l8 NEW YORK NY 10019 (Address) (City) (State) PCAOB #1317 (Zip Code) l" of Reg;st,,t;oo with PCAOB II• appllcableJ **FOR OFFICIAL USE ONLY** (PCAOB RegOtratloo N,mbe,, ;f appllcableJ I Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** I, Robert Goldsmith, swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of Northern Edge Capital Advisors LLC, as of December 31, 2021, is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely as that of a customer. Notary Public #### **This filing\*\* contains (check all applicable boxes):** - x (a) Statement of financial condition. - D (b) Notes to consolidated statement of financial condition. Title: *P1z.1if:.;:..z:,1Ce..,.;;7 + Uo* Nicholas F. Sorice NOTARY PUBLIC, STATE OF NEW YORK Registration No. 01SO6416002 Oual1f1ed in New York County Commission E…Read the full text as markdown