HARBOR VIEW ADVISORS, LLC X-17A-5 (2016-02-25) — Broker-dealer annual report

Full text of HARBOR VIEW ADVISORS, LLC's X-17A-5 filed 2016-02-25 (period 2015-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: HARBOR VIEW ADVISORS, LLC
• Form: X-17A-5
• Filed: 2016-02-25
• Period: 2015-12-31
• Accession: 0001473290-16-000002
• CIK: 1473290
• File #: 8-68401
• Material weakness: No
• Auditor: Ennis Pellum & Associates, CPAS
• Auditor location: Jacksonville, FL
• Contact: Elizabeth Collins
• Phone: 415-526-2759
• Signed by: Carolyn Mathis (Chief Financial Officer)

Document text (excerpt)

X-17A-5 0001473290 XXXXXXXX LIVE true false false 01-01-2015 12-31-2015 Broker-dealer N HARBOR VIEW ADVISORS, LLC 822 A1A NORTH, SUITE 200 PONTE VEDRA FL 32082 Elizabeth Collins 415-526-2759 Ennis Pellum & Associates, CPAS 5150 Belfort Rd. S Building 600 Jacksonville FL 32256 Certified Public Accountant Carolyn Mathis HARBOR VIEW ADVISORS, LLC 12-31-2015 Carolyn Mathis Chief Financial Officer Y

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• X-17A-5 — 2018-03-01
• X-17A-5 — 2017-03-01
• X-17A-5/A — 2015-04-28
• X-17A-5 — 2015-03-04
• X-17A-5 — 2014-02-28

Original filing on SEC EDGAR (source of record)