Full text of HARBOR VIEW ADVISORS, LLC's X-17A-5 filed 2026-03-26 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART Ill | | 0MB APPROVAL | | |--------------------------|--| | 0MB Number: 3235--0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: 12 | | | | | SEC FILE NUMBER | | FORM X-17A-5 | | 8-64801 | |-------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------|---------|---------------------------------------------| | | PART Ill | | | | Information Required Pursuant to Rules 17a-S, 17a-12, and lSa-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | FILING FOR THE PERIOD BEGINNING | 1 f 1 /2025 | | AND ENDING 12/31/2025 | | | MM/DD/VY | | MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | | | NAME oF FIRM: Harbor View Advisors, LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>0 Check here if respondent is also an OTC derivatives dealer | O Security-based swap dealer | | □ Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 310 3rd Street, Ste. 201 | | | | | | (No. and Street) | | | | Neptune Beach | FL | | 32266 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Michelle McCullough | 904-466-3163 | | mmccullough@hvadvisors.com | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | Assurance Dimensions, LLC | | | | | 4920 West Cypress St., Ste 102 | (Name - if individual, state last, first, and middle name)<br>Tampa | FL | 33607 | | (Address) | (City) | (State) | (Zip Code) | | 4/13/2010 | | 5036 | | | T"<br>of R,g;~,atioo w;th PCAOB)(;f appHabl,) FOR OFFICIAL USE ONLY | | | I PCA08 R,g;straUoo Nomboc, ;f applkabl•J I | | | | | | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. Persons who are to respond to the collection of Information contained in this form are not required to resp…Read the full text as markdown