Full text of HOLD BROTHERS CAPITAL LLC's X-17A-5 filed 2026-04-13 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington,** D.C. **20549 ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** 0MB Number: 3235--0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER Information Required **Pursuant to Rules** 17a-5, **17a-12, and l8a-7 under the Securities Exchange·Act of 1934** FILING FOR THE PERIOD BEGINNING O **1/01/2025** MM/DD/YY AND ENDING **12/31/2025** MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Hold Brothers Capital LLC TYPE OF REGISTRANT {check all applicable boxes): 0 Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) One Pennsylvania Plaza, Suite 1510 (No. and Street) New York NY 11791 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Zei na Barton 646-745-2127 zbarton@hold.com (Name) (Area Code - Telephone Number} (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• BDMP Assurance, LLP (Name - if individual, state last, first, and middle name) 2211 Congress St Portland ME 04102 (Address) (City) (State) (Zip Code) 06/10/2025 7293 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) **FOR OFFICIAL USE ONLY** • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, Gregory Hold<br>financial report pertaining to the firm of Hold Brothers Capital . LLC | swear (or affirm) that, to the best of my knowledge and belief, the<br>as of | |-------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------| | __________ _, 2~<br>_1_2_/_3_1 | is true and correct. I further swear (or affirm) that neither…Read the full text as markdown