Full text of HOLD BROTHERS CAPITAL LLC's X-17A-5/A filed 2026-04-24 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | SECURITIES AND EXCHANGE COMMISSION | | 0MB Number. 3235-0123<br>Expires: Nov. 30, 2026 | |---------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|----------------------|----------------------------------------------------| | | Washington, D.C. 20549 | | Estimated average burden<br>hours per response: 12 | | | ANNUAL REPORTS | | SEC FILE NUMBER | | | FORM X-17A-5 | | 8-68404 | | | PART Ill | | | | | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-S, 17a-12, and lSa-7 under the Securities Exchange Act of 1934 | | | | FILING FOR THE PERIOD BEGINNING O 1/01 /24 | | AND ENDING 12/31 /24 | | | | MM/ DD/VY | | MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM: Hold Brothers Capital, LLC | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | 0 Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | O Security-based swap dealer | | 0 Major security-based swap participant | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | One Pennsylvania Plaza, Suite 1510 | | | | | (No. and Street) | | | | New York | NY | | 11791 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | llan Lessick | 646-270-6210 | | ilessick@hold.com | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | BDMP Assurance, LLP | | | | | | (Name - if individual, state last, first, and middle name) | | | | 2211 Congress Street | Portland | | ME<br>04102 | | (Address) | {City) | (State) | (Zip Code) | | 06/10/2025 | | 7293 | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | • Claims for exemption from the requirement that the annual reports be cove.red by the reports of an independent public | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 | | | UNITED STATES 0MB APPROVAL CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}-------------------------------------…Read the full text as markdown