Full text of WR SECURITIES, LLC's X-17A-5 filed 2024-02-27 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition December 31, 2023 {1}------------------------------------------------ # Wolfe Research Securities ### TABLE OF CONTENTS December 31, 2023 ## ANNUAL AUDITED FOCUS REPORT FACING PAGE....................................................................................................................................... ### REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM ...................................................................................................................... #### FINANCIAL STATEMENT | Statement of Financial Condition | | |----------------------------------|--| | Notes to the Financial Statement | | {2}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART III | OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-68406 MM/DD/YY FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 filing for the period beginning 01/01/2023 AND ENDING 12/31/2023 MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Wolfe Research Securities TYPE OF REGISTRANT (check all applicable boxes): @ Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 757 Third Ave, Sixth Floor (No. and Street) | New York | NY | | 10017 | | | |--------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------|-------------------------|--------------------------------------------|--|--| | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Thomas Gang | 646-845-0709 | TGang@wolferesearch.com | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | Sanville & Company | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>(Name - if individual, state last, first, and middle name) | | | | | | 2617 Huntingdon Pike | Huntingdon Valley | PA | 19006 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 09/18/2003 | | 169 | | | | | (Date of Registration with PCAOB)(if applicable) | | | (P…Read the full text as markdown