Full text of WR SECURITIES, LLC's X-17A-5 filed 2026-02-11 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition December 31, 2025 {1}------------------------------------------------ # Wolfe Research Securities # TABLE OF CONTENTS December 31, 2025 # ANNUAL AUDITED FOCUS REPORT FACING PAGE....................................................................................................................................... # REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM ...................................................................................................................... ### FINANCIAL STATEMENT | Statement of Financial Condition | | |--------------------------------------|--| | Notes to the Financial Statement<br> | | {2}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III | SEC FILE NUMBER | |-----------------| | 8-68406 | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING\_12/31/2025 Filing for the period beginning 01/01/2025 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OFFIRM: Wolfe Research Securities TYPE OF REGISTRANT (check all applicable boxes): ® Broker-dealer O Security-based swap dealer 0 Major security-based swap participant O Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 757 Third Ave, Sixth Floor (No. and Street) New York NY 10017 (State) (Zip Code) (City) PERSON TO CONTACT WITH REGARD TO THIS FILING Francis Jordan 646-845-0709 fjordan@wolferesearch.com (Name) (Area Code - Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Sanville & Company (Name - if individual, state last, first, and middle name) 2617 Huntingdon Pike 19006 Huntingdon Valley PA (Address) (City) (State) (Zip Code) 9/18/2003 169 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the…Read the full text as markdown