Full text of CANNON SECURITIES, INC.'s X-17A-5 filed 2019-02-28 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMS APPROVAL | | | |-------------------------|-------------------------|--| | OMB Number. | l23S.0123 | | | Expires: | Au9ust 31, 2020 | | | ~tlmated average burden | | | | | hoursDtrresPOnse 12.00 | | ### ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill ## SEC FILE NUMBER &-68437 FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a·5 Thereunder | REPORTFOR THEPERIODBEGINNING01/01/18 | | AND ENDING 12/31/18 | | |---------------------------------------------------------------------------|--------------------------------------------------------|---------------------|-----------------------------------| | | MMIDD/YY | | ------------------<br>MM/DDIYY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: CANNON SECURITIES, INC. | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM J.D. NO. | | 649 SOUTH MILLEDGE AVE., SUITE 6 | | | | | | (No. and Street) | | | | ATHENS | GA | | 30605 | | (CiiY) | •<br>(Slate) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | (708) 546-3422 | | | | | (Area Code - Telephone Nlllllbcr) | | | B. ACCOUNT ANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report• | | | | | MOORE, COLSON. & COMPANY P.C. | | | | | | (Name -if lndi'llduol, lffllt la:ll, flm. mlddlt nam1) | | | | 600 Galleria Parkway SE, Suite 600 Atlanta | | GA | 30339 | | (Addrcu) | (Clay) | (State) | (Zip Code) | | CHECK ONE: | | | | | Certified Public Accountant | | | | | §<br>Public Accountant | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | *•Claims for exemption from the requirement that the annual report be covered by the opinion of an independenJ public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a·S(e)(2)* > Potential persons who are to respond to the collection of Information contained In this form are not required to respond unleaa the form dleplav-a currently valid OMB conlrol number. SEC 141 0 (06..02) {1}------------------------------------------------ ### **OATH OR AFFIRMATION** I, KELLY DIXON , swear (or affirm) that, to the b…Read the full text as markdown