Full text of CANNON SECURITIES, INC.'s X-17A-5 filed 2020-02-27 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## UNITEDSTA TES SECURITIES AND EXCHANGE COMMlSSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response ... . . . 12.00 SEC FILE NUMBER 8-68437 ## **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | FACING PAGE | | |-------------|--| Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 a nd Rule 17a-5 Thereunder | | /01/19<br>AND ENDING 12/31/19<br>REPORT FOR THE PERIOD BEGINNING 01 | | | | |--------------------------------------------------------------------------|---------------------------------------------------------------------|----------|------------------------------------|--| | | MMIDDIYY | | ----------------------<br>MM/DDIYY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: CANNON SECURITIES, INC. | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM 1.0. NO. | | | 649 SOUTH MILLEDGE AVE., SUITE 6 | | | | | | | (No. and Street) | | | | | ATHENS | GA | | 30605 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT fN REGARD TO THIS REPORT | | | | | | Kelly Dixon | | | (706) 548-3422 | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | MOORE, COLSON, & COMPANY P.C. | | | | | | | if indi••idual. stare last. jli'SI. middle name)<br>(Name | | | | | 600 Galleria Parkway SE, Suite 600 Atlanta | | GA | 30339 | | | (Address) | (City} | (Sta te) | (Zip Code) | | | CHECK O<br>NE: | | | | | | !/'!certified Public Accountant | | | | | | Public Accountant<br>O | | | | | | D | Accountant not resident in United States or any of its possessions. | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement/hal the annual report be covered by the opinion of an independent public accountant IIlllS* <sup>I</sup>*be supported by a statement of facts and circwnslances relied on as the basis for the exemption. See Section 240. I 7a-5(e)(2)* > Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ ## OATH OR AFFIRMA TTON I, KELLY…Read the full text as markdown