Full text of BOURSA INVESTMENTS's X-17A-5 filed 2021-02-25 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **Financial Statements And Independent Auditor's Report Year Ended December 31, 2020** {1}------------------------------------------------ ## **Table of Contents** | | Page | |----------------------------------------------------------------------------------------------------------|-------| | Securities and Exchange Commission Form X-17A-5 | | | California Notary Jurat | iii | | Report of Independent Registered Public Accounting Firm | i v | | Audited Financial Statements: | | | Statement of Financial Condition | 2 | | Statement of Operations | 3 | | Statement of Changes in Stockholders' Equity | 4 | | Statement of Cash Flows | 5 | | Notes to Financial Statements | 6-10 | | Other Financial Information: | | | Schedule I - Computation of Net Capital<br>Pursuant to SEC Rule 15c3-1 | 11 | | Schedule II - Computation for Determination of Reserve<br>Requirements Pursuant to Rule 15c3-3 | 12 | | Schedule III - Information Relating to the Possession<br>or Control Requirements Pursuant to Rule 15c3-3 | 13 | | Assertions regarding exemption provisions | 14 | | Report of Independent Registered Public Accounting Firm | 15 | | SIPC Supplemental Report | 16-17 | {2}------------------------------------------------ #### **UNITED** STATES **SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** | | OMB APPROVAL | | |--------------------------|--------------|------------------| | OMB Number: | | 3235-0123 | | Expires: | | October 31, 2023 | | Estimated average burden | | | | hours per response | | 12.00 | | | SEC FILE NUMBER | | |---------|-----------------|--| | 8-68457 | | | **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR FIIE<br>PERIOD BEGINNING | 01/01/20 | AND ENDING | 12/31/20 | |---------------------------------------------------------------------------------------------|---------------------------------------------------------|------------|------------------------------| | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME Of' BROKER-DEALER: | Boursa Investments, Inc. | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | 690 Otay Lakes Road, Suite 275 | | | | | | (No. and Street) | | | | Chula | Vista | | 91910 | | (City) | (State) | | (Zip Code) | | NAME AND TELEP…Read the full text as markdown