Full text of BOURSA INVESTMENTS, INC.'s X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Statements And Independent Auditor's Report Year Ended December 31, 2023 {1}------------------------------------------------ ### Table of Contents | | Page | |----------------------------------------------------------------------------------------------------------|------| | Securities and Exchange Commission Form X-17A-5 | | | California Notary Jurat | iii | | Report of Independent Registered Public Accounting Firm | 1 | | Audited Financial Statements: | | | Statement of Financial Condition | 2 | | Statement of Operations | 3 | | Statement of Changes in Stockholders' Equity | 4 | | Statement of Cash Flows | 5 | | Notes to Financial Statements | 6-10 | | Other Financial Information: | | | Schedule I - Computation of Net Capital<br>Pursuant to SEC Rule 15c3-1 | 11 | | Schedule II - Computation for Determination of Reserve<br>Requirements Pursuant to Rule 15c3-3 | 12 | | Schedule III - Information Relating to the Possession<br>or Control Requirements Pursuant to Rule 15c3-3 | 13 | | Assertions regarding exemption provisions | 14 | | Report of Independent Registered Public Accounting Firm | 15 | {2}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | OMB APPROVAL | |--------------------------| | OMB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response: 12 | | | SEC FILE NUMBER 8-68457 # **ANNUAL REPORTS FORM X-17A-5 PART III** **FACING PAGE** | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | |-------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------|--------------------------------------------|--| | FILING FOR THE PERIOD BEGINNING | 01/01/23 | AND ENDING | 12/31/23 | | | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: | Boursa Investments, Inc. | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>E Broker-dealer<br>0 Check here if respondent is also an OTC derivatives dealer | 0 Security-based swap dealer | | 0 Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 690 Otay Lakes Rd., Ste. 275 | | | | | | | (No. and Street) | | | | | Chula Vista | CA…Read the full text as markdown