WELLINGTON FUNDS DISTRIBUTORS INC. X-17A-5 (2020-02-27) — Broker-dealer annual report

Full text of WELLINGTON FUNDS DISTRIBUTORS INC.'s X-17A-5 filed 2020-02-27 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: WELLINGTON FUNDS DISTRIBUTORS INC.
• Form: X-17A-5
• Filed: 2020-02-27
• Period: 2019-12-31
• Accession: 0001480302-20-000003
• CIK: 1480302
• File #: 8-68476
• Material weakness: No
• Auditor: PricewaterhouseCoopers LLP
• Auditor location: Boston, MA
• Contact: Sarah Millen
• Phone: 1-617-289-3486
• Signed by: Sarah Millen (Vice President, Finance and Operations Principal (FinOp))

Document text (excerpt)

X-17A-5 0001480302 XXXXXXXX LIVE true false false 01-01-2019 12-31-2019 Broker-dealer N WELLINGTON FUNDS DISTRIBUTORS INC. 280 CONGRESS STREET BOSTON MA 02210 Sarah Millen 1-617-289-3486 PricewaterhouseCoopers LLP 101 Seaport Blvd Boston MA 02210 Certified Public Accountant Sarah Millen WELLINGTON FUNDS DISTRIBUTORS INC. 02-27-2020 Sarah Millen Vice President, Finance and Operations Principal (FinOp) Y

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• X-17A-5/A — 2022-03-01
• X-17A-5 — 2022-02-24
• X-17A-5 — 2021-02-26
• X-17A-5/A — 2020-02-28
• X-17A-5 — 2019-02-25
• X-17A-5/A — 2018-03-01
• X-17A-5/A — 2018-02-28
• X-17A-5 — 2018-02-27

Original filing on SEC EDGAR (source of record)