Full text of WELLINGTON FUNDS DISTRIBUTORS INC.'s X-17A-5 filed 2025-02-27 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Wellington Funds Distributors Inc. Financial Statements and Supplemental Information December 31, 2024 (With Report of Independent Registered Public Accounting Firm) {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 sec file number # ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING\_12/31/2024 filing for the period beginning 01/01/2024 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION # NAME OF FIRM: Wellington Funds Distributors, Inc TYPE OF REGISTRANT (check all applicable boxes): ■ Broker-dealer □ Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 280 Congress Street | MA<br>Boston<br>(City)<br>(State)<br>PERSON TO CONTACT WITH REGARD TO THIS FILING<br>Sarah Millen<br>617-289-3486<br>(Area Code - Telephone Number)<br>(Email Address)<br>(Name)<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>PricewaterhouseCoopers LLP<br>(Name - if individual, state last, first, and middle name)<br>101 Seaport Blvd<br>MA<br>Boston<br>(City)<br>(State)<br>(Address)<br>238<br>October 20, 2003 | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------|--|--| | | 02210 | | | | | (Zip Code) | | | | | | | | | | smmillen@wellington.com | | | | | | | | | | | | | | | | | | | | | | | | | 02210 | | | | | (Zip Code) | | | | | | | | | (Date of Registration with PCAOB)(if applicable) | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of…Read the full text as markdown