Full text of ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION's X-17A-5 filed 2022-09-23 (period 2022-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION # FINANCIAL STATEMENTS, SUPPLEMENTAL SCHEDULES AND REPORTS OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM JUNE 30, 2022 Filed as a Public Document Pursuant to Rule 17a-5(e)(3) under the Securities and Exchange Act of 1934 {1}------------------------------------------------ # ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION # C O N T E N T S | | Pages | |------------------------------------------------------------------------------------------------------------------------|-------| | Facing Page to Form X-17A-5 | 1 | | Affirmation of Principal Officer | 2 | | Report of Independent Registered Public Accounting Firm<br>on the Financial Statements | 3 | | Statement of Financial Condition | 4 | | Statement of Income | 5 | | Statement of Changes in Stockholder's Equity | 6 | | Statement of Cash Flows | 7 | | Notes to Financial Statements | 8-18 | | Supplementary Information: | | | Schedule I: Computation of Net Capital Pursuant to the Uniform<br>Net Capital Rule 15c3-1 | 20-21 | | Schedule II: Computation for Determination of<br>Customer Account Reserve & PAB Reserve Requirements Under Rule 15c3-3 | 22 | | Schedule III: Information Relating to Possession or Control Requirements<br>Under Rule 15c3-3 | 23 | | Exemption Report | 24 | | Report of Independent Registered Public Accounting Firm<br>on management's statements | 25 | {2}------------------------------------------------ | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART III | | OMB APPROVAL | | |---------------------------|--| | OMB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | 12<br>hours per response: | | | | (No. and Street) | | |----------------------------------------------|---------------------------------------------------------------------|-------------------------------| | New York | New York | 10026 | | | (City) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Jonathan Kim | 212-377-5603 | jonathan.kim@ashmoregroup.com | | | (Name) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | NDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | (Name - if individual, state last, first, and middle name) | | |--------------------------------------------------|------------------------------------------------------------|--------------------------------------------| | SIX, Cricket Square | George Town |…Read the full text as markdown