Full text of ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION's X-17A-5 filed 2025-08-28 (period 2025-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION #### FINANCIAL STATEMENTS, SUPPLEMENTAL SCHEDULES AND REPORTS OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM #### YEAR ENDED JUNE 30, 2025 Filed as a Public Document Pursuant to Rule l 7a-5(e)(3) under the Securities and Exchange Act of 1934 {1}------------------------------------------------ #### ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION # CONTENTS | | Pages | |------------------------------------------------------------------------------------------------------------------------|-------| | Facing Page to Form X-l 7A-5 | | | Affirmation of Principal Officer | 2 | | Report of Independent Registered Public Accounting Firm<br>on the Financial Statements | 3 | | Statement of Financial Condition | 4 | | Statement of Income | 5 | | Statement of Changes in Stockholder's Equity | 6 | | Statement of Cash Flows | 7 | | Notes to Financial Statements | 8-19 | | Supplementary Information: | | | Schedule I: Computation of Net Capital Pursuant to the Uniform<br>Net Capital Rule 15c3-l | 21-22 | | Schedule II: Computation for Determination of<br>Customer Account Reserve & PAB Reserve Requirements Under Rule 15c3-3 | 23 | | Schedule III: Information Relating to Possession or Control Requirements<br>Under Rule 15c3-3 | 24 | | Exemption Report | 25 | | Report of Independent Registered Public Accounting Firm<br>on management's statements | 26 | {2}------------------------------------------------ | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | | 0MB APPROVAL<br>0MB Number: 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response: 12 | | | | |-------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|-----------------|-----------------------------------------------------------------------------------------------------------------------|--|--|--| | | | SEC FILE NUMBER | | | | | | ANNUAL REPORTS<br>FORM X-17A-S | | | 8-68490 | | | | | | PART Ill | | | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | FILING FOR THE PERIOD BEGINNING 07 /01 /24 | | | AND ENDING 06/30/25 | | | | | | MM/DD/YY | | MM/DD/VY | | | | | | A. RE…Read the full text as markdown