COWEN PRIME SERVICES LLC X-17A-5 (2020-03-02) — Broker-dealer annual report

Full text of COWEN PRIME SERVICES LLC's X-17A-5 filed 2020-03-02 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: COWEN PRIME SERVICES LLC
• Form: X-17A-5
• Filed: 2020-03-02
• Period: 2019-12-31
• Accession: 0001487038-20-000002
• CIK: 1487038
• File #: 8-68531
• Material weakness: Yes
• Auditor: KPMG LLP
• Auditor location: New York, NY
• Contact: Francis Jordan
• Phone: 646-690-3257
• Signed by: Francis Jordan (Chief Financial Officer)

Document text (excerpt)

X-17A-5 0001487038 XXXXXXXX LIVE true false false 01-01-2019 12-31-2019 Broker-dealer Y COWEN PRIME SERVICES LLC 599 LEXINGTON AVENUE 21ST FLOOR NEW YORK NY 10022 Francis Jordan 646-690-3257 KPMG LLP 345 Park Ave New York NY 10154-0102 Certified Public Accountant Francis Jordan COWEN PRIME SERVICES LLC 12-31-2019 Francis Jordan Chief Financial Officer Y

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Other filings by this registrant

• X-17A-5 — 2021-02-26
• X-17A-5 — 2019-03-01
• X-17A-5/A — 2018-03-06
• X-17A-5 — 2018-03-01
• X-17A-5 — 2017-02-28
• X-17A-5 — 2016-02-29
• X-17A-5 — 2015-03-02
• X-17A-5 — 2014-03-04
• X-17A-5 — 2013-03-01
• X-17A-5 — 2012-02-29

Original filing on SEC EDGAR (source of record)