Full text of GLCA SECURITIES, LLC's X-17A-5 filed 2023-02-17 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART Ill | | 0MB APPROVAL | | | |--------------------------|----|--| | 0MB Number: 3235-0123 | | | | Expires: Oct. 31, 2023 | | | | Estimated average burden | | | | hours per response: | 12 | | | | | | | FILE UNIS | | |-----------|--| | 1 X-17A-5 | | | IRT III | | | SEC FILE NUMBER | | |-----------------|--| | 8-68557 | | **FACING PAGE** Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING \_ \_ O\_l/\_0\_2\_/2\_0\_2\_2 \_\_\_ AND ENDING \_\_ <sup>l</sup> 2\_/\_ 3\_l/\_2\_0\_ 22 \_ \_\_ \_ MM/00/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: GLC Securities, LLC TYPE OF REGISTRANT (check all applicable boxes): D Check here if respondent is also an OTC derivatives dealer CJ Broker-dealer D Security-based swap dealer D Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 600 Lexington Avenue, 9th Floor | | | | |-------------------------------------------------------------|------------------------------------------------------------------------------------------------------------|---------------------------------------------|---------------------| | | (No. and Street) | | | | New York | NY | | 10022 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Carol Ann Kinzer | 678-525-0992 | | | | | | | | | | (Area Code - Telephone Number) | (Email Address) | | | (Name) | B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT w hose reports are contained in this filing* | | | | Goldman & Company, CPA's, P.C. | (Name - if individual, state last, first, and middle name) | | | | | Marietta | | | | 3535 Roswell Rd., Suite 32 | (City) | GA<br>(State) | 30062<br>(Zip Code) | | 06/25/2009 | | 1952 | | | (Address)<br>l"<br>of RegiW,tioo with PCAOB)(if ,ppitcabl•J | | {PCAOB Registcatioo N,mb", if ,oplicabl•I I | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ ## *…Read the full text as markdown